Summary Prospectus

Broadridge has the experience and resources to support mutual funds and broker-dealers in planning an effective approach to prospectus production and distribution.

We have a deep understanding of the proposed SEC Summary Prospectus Rule and have customized solutions that will work best for you. Partner with the company that has been successfully fulfilling post-sale prospectuses for over 15 years on behalf of approximately 150 financial intermediaries. We prepare solutions that help you with your compliance and your bottom line as rules evolve every year. Fulfillment, e-delivery, and print-on-demand - we've got you covered.

Broadridge's unique prospectus management capabilities offer you these benefits:

  • Efficient, secure electronic document delivery
  • On-demand print options for summary prospectuses
  • Financial analysis to determine potential reduction in print costs
  • A deep understanding of the proposed summary prospectus rule

Click here to view the proposed change. (http://sec.gov/rules/proposed/2007/33-8861.pdf)

Click here to view a summary of the proposed changes to the regulations by the law firm Stroock & Stroock & Lavan LLP.
(click to view)